Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2022n003217 | Date: March 15, 2022
Institutional Client Services | Wealth Management Platform
Q1 Position Additions — New Contributions Deployed
Annual Contribution Deployment in Rising Rate Environment — March 2022
Client Household: Alex & Sam Chen Confirmation No.: FIn2022n003217
(HH-CHEN-001)
Advisor: Morgan Park, CFP® Confirmation Date: March 15, 2022
(ADV-PARK-001) | Clearwater
Wealth Partners
Custodian: Fidelity Institutional Wealth Services Settlement Date: March 16, 2022
(CUST-FI-001)
Decision / Ref: MtgID-2022Q1-01 — new Document ID: DOC-TradeConf-2022Q1-001
contributions, no rebalance action
Meeting Ref: MtgID-2022Q1-01 Confirmation Contribution Deployment
Type:
IPS Version: IPS-2020 (60/35/5) — new Tax Year: 2022
contributions invested at current
prices
TRADE CONTEXT & RATIONALE
Deployment of annual household investment contributions (IRA and taxable) in Q1 2022. Markets had begun selling off from
January 2022 highs on aggressive Fed rate hike signals; new lots established at meaningfully lower prices than late 2021 peaks
(UECIX enters at $85.00 vs. 2021 year-end ~$80). Bond positions also purchased at higher yields as rates rise. No rebalance
action; this confirmation documents new-money investment per contribution schedule. Note: UECIX lot established here at
$85.00 will form part of basis for the Q3 2022 TLH campaign (DecisionID-2022-301).
TRADE EXECUTION DETAIL
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
New
contribution;
establishes
TLH-relevan
ACCT-TX01 t high-basis
03/15/202 03/16/20 UECIX 67890A10 $51,000.0 $51,000.0
Z23n8472n91 BUY 600 $85.00 $0.00 lot
2 22 US Equity Core Index Fund 0 0 0
Joint Taxable Brokerage Basis: New lot
$85.00/sh —
relevant to De
cisionID-2022-
301
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
Page 1
Document Ref: DOC-TradeConf-2022Q1-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2022n003217 | Date: March 15, 2022
Institutional Client Services | Wealth Management Platform
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
New
contribution;
intl equity
ACCT-TX01 IDEIX add
03/15/202 03/16/20 45678A10 $11,200.0 $11,200.0
Z23n8472n91 BUY Intl Developed Equity Index 350 $32.00 $0.00 Basis: New lot
2 22 0 0 0
Joint Taxable Brokerage Fund $32.00/sh —
relevant to De
cisionID-2022-
301
Bond add in
IRA at
higher yield
ACCT-IRA1
03/15/202 03/16/20 UCBIX 34567A10 $10,120.0 $10,120.0 Basis: IRA
Z23n8472n92 BUY 1,100 $9.20 $0.00
2 22 US Core Bond Index Fund 0 0 0 new lot
Alex Traditional IRA
$9.20/sh
(rising rate
environment)
Roth
contribution;
ACCT-RIRA small cap
03/15/202 03/16/20 USCIX 91234A10 $10,500.0 $10,500.0
Z23n8472n93 BUY 250 $42.00 $0.00 growth tilt
2 22 US Small Cap Index Fund 0 0 0
Alex Roth IRA Basis: IRA
new lot
$42.00/sh
TOTAL
S
Total Purchased: $82,820.00
SETTLEMENT SUMMARY
Description Amount Settlement Date Direction
Total Purchased (BUY orders) $82,820.00 March 16, 2022 Debit
TAX IMPACT NOTES
New purchases only; no capital gain or loss events. UECIX lot at $85.00 and IDEIX lot at $32.00 establish new cost-basis lots
relevant to future TLH planning (EventID-2022-01). UCBIX purchased at lower NAV ($9.20) due to rising rates; new lot basis
recorded at $9.20/sh.
IMPORTANT: This Trade Execution Confirmation is a summary of executed orders processed through the Fidelity Institutional platform. All transactions are subject to
the terms and conditions of the applicable account agreement. Prices shown are execution prices; actual settlement may vary for equity securities by T+2. Tax
information is provided for planning reference only; clients should consult their tax advisor. This document is synthetic demo data generated for product demonstration
purposes and does not constitute an actual trade confirmation, investment advice, or tax advice.
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
Page 2
Document Ref: DOC-TradeConf-2022Q1-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only
